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CSI CSC1 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Equity Securities | - Common and preferred shares
|
| Topic 2: Canadian Financial Markets and Economic Environment | - Structure of capital markets and financial system
|
| Topic 3: Fixed Income Securities | - Debt instruments
|
CSI Canadian Securities Course Exam 1 Sample Questions:
1. What is one at the advantages for the company when shares are publicly listed?
A) Need to keep market participants informed.
B) Additional disclosure.
C) Shareholders goodwill
D) Additional controls on management
2. What is unique to responsible investment?
A) It bases investment decisions exclusively on environmental factors.
B) A combination of a values and valuation-based approach to investing
C) ESG factors are standardized across the investment no industry.
D) It is unavailable with certain asset classes like segregated fundi
3. What order would an investor use to protecta short position?
A) Stop buy
B) Good till
C) Market
D) Stop loss
4. When sharesof GHI Inc. (GHI) traded at S50. aninvestor wrote five "GHI December 45" puts for a premium of $1,20. How much cash must the investor have in their account to be a cash-secured out writer?
A) $24,400
B) $21,900
C) $22,500
D) $25, 000
5. What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?
A) Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.
B) Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.
C) Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.
D) Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.
Solutions:
| Question # 1 Answer: C | Question # 2 Answer: D | Question # 3 Answer: A | Question # 4 Answer: B | Question # 5 Answer: B |



